Market Supervisory Board No. TorThor/Khor/Dor/Nor. 62/2552 Re. Determination for Securities Companies to Proceed with Customer Complaints ______________________ By virtue of Section 16/6 and Section 113 of
and Exchange Commission hereby prescribes the following rules: Clause 1. In this notification: “short sale” means a sale of securities that must be borrowed in order to complete delivery; “customer
exchange rates. KBank hence prioritized effective risk management in order to cope with economic uncertainties both at home and abroad. We adopted a prudent credit policy, accounting for customer potential
derivatives broker. “Derivative exchange” means any derivative exchange licensed by the Securities and Exchange Commission. “Initial margin” means the minimum amount of asset a customer must deposit to secure
shop for daily necessities, corresponding to the changing customer behavior. The new store concept features the Company’s products such as ‘Santa Cookie’, soft chocolate cookie which customers can take
Your Customer and Customer Due Diligence : KYC/CDD") บกพร่อง ทำให้มีความเสี่ยงที่ลูกค้าอาจจะมิใช่เจ้าของบัญชีหรือผู้รับประโยชน์ที่แท้จริง พ.ร.บ. หลักทรัพย์ฯ ม.133 วรรคสอง การประชุมคณะกรรมการเปรียบ