allowed for derivatives trading under Clause 8 and Clause 9 shall maintain its qualifications according to Clause 6 at all times when such derivatives broker trades derivatives for its proprietary account
trades derivatives for its proprietary account. Clause 11. In case the derivatives broker trades derivatives contract whose underlying products are gold or crude oil through off-exchange according to
according to Clause 6 at all times when such derivatives broker trades derivatives for its proprietary account. Clause 11. In case the derivatives broker trades derivatives contract whose underlying products
branches of major retail trades over the countries in the 3 rd quarter of the year. In this regard, the parent Company enabled to complete service to the said customer within such quarter while the previous
which are debt instruments; (2) “ securities company ” means a company licensed to undertake securities business in the category of securities dealing; (3) “ counterparty ” means a person who trades
instruments; (2) “securities company” means a company licensed to undertake securities business in the category of securities dealing; (3) “counterparty” means a person who trades securities with a securities
executive) who trades company securities or derivatives while material information has not been disclosed publicly engages in insider trading. Likewise, any person who has a close relationship with an insider
activities through such client accounts. Particularly, {A} was found to have made a high volume of trades. {C} had also made such continued misconduct and gained a large amount of profit from commission fees
, lower than expected growth in the tourism sector, political uncertainties and strengthening of the Thai Baht which may impact competitiveness in international trades. However, acceleration in public
the tourism sector, political uncertainties and strengthening of the Thai Baht which may impact competitiveness in international trades. However, acceleration in public investment, fiscal stimulus