. Any custodian who has been registered as a person qualified to be a mutual fund supervisor and has been approved by the Office for custodian agent appointing system for a mutual fund, such custodian
which is in the same financial conglomerate, and provided that such supervisor is not a securities company or a derivatives broker which has been granted an exemption from the requirement of independent
which is in the same financial conglomerate, and provided that such supervisor is not a securities company or a derivatives broker which has been granted an exemption from the requirement of independent
operator or derivatives business operator which is in the same financial conglomerate, and provided that such supervisor is not a securities company or a derivatives broker which has been granted an
Management Policy and Development Department Director, Corporate Finance - Debt and Other Products Department Citibank, N.A. Bangkok Mutual Fund Supervisor Mrs. Pornanong Budsaratragoon Ms
management system suitable for business types and risk profiles. However, a stricter work system than legally required is welcome as well.? As a frontline compliance supervisor, intermediaries are also
Annual Report 2007 Securities and Exchange Commission, Thailand ANNUAL REPORT 2007 Corporate social responsibility is the continuing commitment by business to behave ethically and contribute to economic development while improving the quality of life of the workforce and their families as well as of the local community and society at large. (WBCSD Stakeholder Dialogue on CSR, The Netherlands, Sept 6-8, 1998) C o n t e n t s Corporate Review Capital Market Review Action Plan and Events Achievemen...
Controller, Bristol-Myers (Thailand) Company Limited • Manager, Coopers & Lybrand Associates Company Limited • Internal Audit Manager, Johnson & Johnson (Thailand) Limited • Audit Supervisor, Coopers (Thailand
investment units The mutual fund management company shall inform the mutual fund supervisor and all unitholders through appropriate channels such as company's website. (4) Sale and redemption of the investment
; (2) enhancing efficiency of preventive measures, surveillance, and enforcement mechanisms in response to technology advancement; (3) increasing market width and depth to attract worldwide investors and