accurate, complete, truthful and updated manner; (2) establishing a code of conduct or rules for securities transfers, pledges, securities attachments, issuance of new securities certificates and other
) in Thailand with the SEC directly without the need to obtain a prior approval from the Ministry of Finance; (2) Requiring the foreign issuer of baht bonds to (i) obtain an issue rating not lower than
– 8 February 2022), which resulted in the issuance of regulations governing the provision of services of digital asset business operators. Essentially, the regulations contain the following provisions
The SEC will issue further regulations to revise the report submission of securities companies, derivatives intermediaries and trustees. In this regard, all reporting data will be reviewed
receive the SEC?s official letter. Information on the approval can be found on the SEC website ? www.sec.or.th; under topics ?Weekly News? for securities issuance and offering, and ?Mutual Fund Report and
ASEAN. In this regard, Issuers who wish to issue and label sustainability-linked bonds as ASEAN Sustainability-Linked Bonds must demonstrate compliance with the ASEAN SLBS. Thus, the ASEAN SLBS will
social bonds to be labelled as ASEAN Social Bonds. In this respect, Issuers who wish to issue and label social bonds as ASEAN Social Bonds must demonstrate compliance with the ASEAN SBS. Thus, the ASEAN
Re: Particulars of Notice Calling Shareholders’ Meeting of Listed Companies to Obtain Approval for Issuance and Offer of Securities for Sale
conducting business and complying with the law. The SPV Act grants the SEC Board the power to issue subordinate regulations regarding the criteria for defining future receivables as well as regulations
current status of the conditions precedent as per the information of the acquisition of assets of the Company as follows : Conditions precedent Current status 1) The Company must issue warrant and offer to