’ assets and strict supervision on asset separation. The private fund operators can self-custody for its assets under management without applying for the approval of being custodian. Such a move will

strict enforcement of the Securities and Exchange Act."________________________Remarks: * Undecided Case No. Or. 90/2024 and Undecided Case No. Or. 441/2024** Relevant news:  1. SEC News No. 117/2023

with the SEC rules on standards of conduct is subject to strict sanction, said SEC Deputy Secretary-General Vasant Thienhom.  

President of CFA Society of Thailand . ?The Faculty of Commerce and Accountancy, Thammsat University is very proud of our students? accomplishment. Through a rigorous process and preparation, selecting

by the trade war between U.S.A and China. China is hit by a tariff wall which affected Thai Rubber wood exports to China. Another reason came from China with strict environmental regulations which

but also reduce partial costs for audit firms. But In any case, each first-time applicant is subject to the SEC’s strict audit work quality screening process in accordance with the international

conduct must be as strict as those imposed on the sale of high-risk products and the associated risks must be clearly disclosed;  (8)  Debt issuers must use the raised money to repay for the earlier

securities firms, investor contacts and clients. Strict rules must be complied and securities firms must put in place necessary systems and tools for maintaining records of clients orders that include voice

securities firms themselves took part in share price manipulation. Strict enforcement on this case is imperative. Due to their misconducts, Porntep and Arada now have prohibited characteristics of capital

cooperation is creating the synergy for investment governance culture in the capital market.SEC Secretary-General Rapee Sucharitakul said: ?It takes more than strict regulations to develop a sound capital