Year : 2013
Reporting Person : - | Type of securities : - | Date of reporting obligation : 17/09/2012
Reporting Person : - | Type of securities : - | Date of reporting obligation : 01/11/2010
Reporting Person : - | Type of securities : - | Date of reporting obligation : 01/11/2010
Reporting Person : - | Type of securities : - | Date of reporting obligation : 07/02/2012
Reporting Person : - | Type of securities : - | Date of reporting obligation : 12/01/2012
Reporting Person : - | Type of securities : - | Date of reporting obligation : 16/09/2008
According to a client’s complaint and the SEC’s further investigation, it was found that during December 2007 – September 2012, executed securities trading orders for the client who acknowledged such orders, paid the subscription money and accepted redemption money without making any objection. The total accumulated trading value was more than 800 million baht. The misconduct above led to the consideration that {A} failed to perform his duties responsibly with professional due care when he acc...
Management Name : Mr. WARA TONGPRASIN | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 17/01/2018
Management Name : Mr. WARA TONGPRASIN | Type of securities : Common share | Methods of Acquisition / Disposition : Sell | Transaction Date : 19/06/2018