, the maintenance of net capital complies with the rules as stipulated in the Notification of the Securities and Exchange Commission, as the case may be; (b) In case of mutual fund management company or
investor” and “high net worth investor” shall have the same meaning as the terms specified in the Notification of the Securities and Exchange Commission concerning Determination regarding Definition of
investor” and “high net worth investor” shall have the same meaning as the terms specified in the Notification of the Securities and Exchange Commission concerning Determination regarding Definition of
under this Notification shall be stipulated to ensure corresponding compliance by the securities clearing houses with the Notification of the Capital Market Supervisory Board No. Tor Thor. 32/2559 Re
casting vote. In this regard, the meeting being held by electronic means shall comply with the criteria specified by relevant laws or announcements. 5 The Company’s Articles of Association Current Items New
Notifications of the Office of the Securities and Exchange Commission concerning capital market transaction have stipulated the undertaking of the asset appraisal by an appraisal company whose name appears in the
compared with the preceding year. □ 2. Supporting documents for consideration under Clause 4 (2): □ (1) Violation record, under the law specified in the Notification, of an applicant, directors, managers and
custodian agent can perform duties as designated in accordance with the Notification of the Office; □ (3.10) Other systems showing the readiness to undertaking the business as specified by the Notification of
, designate a person who shall receive the payment out of the fund, or has designated the person but such person died before the payment is made, the payment shall be made out of the fund under the first
Limited can be found in Enclosure 1. After the condition precedents specified in the Business and Trademark Purchase Agreement between the Company, NMG, and KMM, including the other relevant agreements are