increase investor confidence and strengthen the capital market stability. Valuers passing the examinations conducted by relevant associations since December 16, 2010 can submit the results to the SEC
strengthen Thailand?s competitiveness,? revealed SEC Secretary-General Vorapol Socatiyanurak. For foreign company listed on the SET, the Revenue Department allows individual investors receiving dividend paid
Bangkok, March 8, 2011 - The SEC is seeking public comment on the proposal to strengthen role of compliance unit of securities company in the category of securities brokerage, dealing and
. This is to allow capable investors access to more diverse investment channels, and to strengthen competitiveness of asset management companies. The draft revisions involve: (1) determination of
not only play an important role in promoting the sustainable quality of the listed companies’ financial reports but also help to reinforce fraud prevention. Over the years, the SEC has collaborated
, and packaging industries. In addition, numerous activities were held to strengthen business networking for our customers. A notable learning course in this quarter was Professional Family Business
adds “digital asset investment advisor” and “digital asset fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to strengthen investor
strengthen investor protection Customer (KYC), fit and proper personnel, standard sales process, management of customers’ digital assets and related data, and capital adequacy. There are also new provisions
companies and executives, and (3) market force. In so doing, the SEC is cooperating with agencies and organizations, both public and private, to strengthen supervisory standards and common practice guidelines