(explicit guarantee). In case of financial resources for covering liquidity risk, the assets under Paragraph 1 shall include credit facilities granted by a commercial bank. The derivatives clearing house
ended of June 30, 2019 The operating result for the past 3 months of Quarter 2 for the year of 2019 of the company show a net loss of 15.75 million baht, compare to the same period of previous year which
. Financial Information. If interim period financial statements are included, the selected financial data should be updated for that interim period. 2. The selected financial data presented shall include items
Clause 2(2) must cover all critical functions which at minimum shall include the following components: (1) Operational procedures for maintaining or recovery of business operations which contain sufficient
complete a Continuing development course in accounting knowledge for not less than six hours per calendar year. 2. A Scope of Training Course The training course contents should cover essential knowledge
) shall be- (1) securities company which obtains securities business license in the category of securities brokerage but shall not include securities company which obtains securities business license in the
need to include representatives of those beneficiaries or clients to build confidence in the collegiality of interests between them. They should reflect the diversity of interests of those whom they
the corresponding period in the previous financial year shall also be provided. 13 2. The selected financial data presented shall include items generally corresponding to the following, except that the
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approval for audit firms and auditors in the capital market and the determination of penalties which cover a wide range of enforcement measures and are commensurate with the degree of wrongdoing. In 2020