securities business, having obtained an approval to establish from and having registered [such establishment] with the SEC Office; [or] (2) an association relating to supervision of derivatives intermediaries
: (1) arrange to have a unit or personnel to be responsible for receiving and handling the customer complaint; (2) arrange to have regulation in writing which establishes procedures for receiving and
providing services to customers, the derivatives advisor shall arrange to have an agreement in writing relating to the settlement of disputes by arbitration organized by the Office as specified in the
regarding Connected Transaction by the Company and Subsidiaries 11/08/2020 19:15 Notification of the resolution of the Board of Directors' Meeting to establish a subsidiary in Cambodia 08/06/2020 17:50
. Vorapol Socatiyanurak, SEC Secretary-General said that ?The SEC is pleased to establish closer cooperation with the AFTC. We trust that the MoU signing will lead to development and collaboration to achieve
necessary to put in place an effective handling procedure. Each organization should establish a clear procedure and cyber threat handling guidelines. We hope this drill will be a beginning for capital market
asset management companies. Both notifications are to be published in the Royal Gazette.“Asset management companies wishing to establish these SSFs can submit draft applications to SEC consideration in