screening eligible companies and overseeing their information disclosure. The SEC does not grant an approval for each crowdfunding project or supervise pre-offering disclosure. To be eligible for a funding
CMDF would be responsible for policy making and overseeing that market development efforts would proceed in the same direction with transparency, accountability and good governance. SEC Secretary-General
interest of which the three agencies are responsible for overseeing.
INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2020 SECURITIES AND EXCHANGE COMMISSION, THAILAND Contents Executive Summary 01 04 08 15 28 58 62 70 47 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results A. Firm-Level B. Engagement-Level Root Cause Analysis Framework and Focuses in 2021 Essential Statistics Auditing Landscape in Thailand Executive Summary Over the past year, the Thai capital market experienced tremendous volatili...
85 87 88 102 102 103 Total staff: 422 2 Broker-Dealer Supervision Dept. 36 staff Market Supervision Dept. 9 staff Supervision Dept. 43 staff Supervision Dept. 29 staff Securities Business Senior
Pension Fund Senior Vice President, Stock Exchange of Thailand Senior Economist, World Bank, Washington, DC Co-Director, Fiscal Policy Research Institute, Ministry of Finance Business Analyst, McKinsey & Co
, Sincerely Yours, Mr. Sanit Eksangkul Senior Vice President
Eksangkul Senior Vice President
, Mr. Sanit Eksangkul Senior Vice President
contribution from shares of profits of associated companies. Please be informed accordingly, Sincerely Yours, Mr. Sanit Eksangkul Senior Vice President