accounting principles. Moreover, the auditor was unable to find sufficient supporting evidence to satisfy the audit procedures due to limitation on scope of audit imposed by the PICNI management in various
ก.ล.ต. ร่วมกับ 7 หน่วยงานพันธมิตร* ประกาศผล 10 ทีมที่เข้ารอบสุดท้ายในโครงการ FinTech Challenge ซึ่งแต่ละทีมต่างแสดงให้เห็นถึงความคิดสร้างสรรค์ แผนธุรกิจที่ตอบโจทย์อุตสาหกรรมด้านการเงิน การลงทุน และ
such as push selling or unsuitable distribution of financial products are found as a common area of concern arises in many jurisdictions, which poses challenge to the regulators. In this view, members
auditing the issues related to fraud risks and revenue recognition. In addition, the ongoing challenge to be urgently addressed was to increase the number of auditors with a view to accommodating the growth
of listed companies during the COVID-19 outbreak. Due to the possibility of unpredictable outcomes, accounting estimates for the preparation of financial statements can be quite a challenge. In this
Tipsuda Thavaramara said: ?Making an electronic transaction and applying FinTech to business operation are still a challenge in Thailand mostly because the governing laws are https://www.sec.or.th/EN/Pages
Strategic Beta: beyond cap-weighting 13 Scope: Thai Equity Funds by MorningStar Direct. 1. Large & Mid/Small –Cap funds and 2. Large-Cap funds. Excluded equity fix term (trigger funds). Fund Category
, CIPM ฐิติพงศ์ อมรธรรมนิยม, CFA พงศธร ปริญญาวุฒิชัย ฝ่ายวิจัยและขับเคลื่อนข้อมูล ส านักงาน ก.ล.ต. 2023 Algorithmic Trading (AT) High Frequency Trading (HFT) Regulatory Framework Scope & Terminology 21
, registration fees, approval fees or operating fees; (3) the determination of scope and practices as regards the duties of the subcommittees and relevant officers under this Act; (4) the prescription of a
, registration fees, approval fees or operating fees; (3) the determination of scope and practices as regards the duties of the subcommittees and relevant officers under this Act; (4) the prescription of a