ที่เข้ำข่ำยข้อยกเว้นให้สำมำรถปฏิบัติงำนต่อไปได้อีก 2 ปี ในช่วง transitional period ปี 2562-2566 นั้น ส ำนักงำน ก.ล.ต. ควรระบุมำตรกำรป้องกัน (“safeguard”) ให้ชัดเจน เพื่อให้ เกิดควำมเข้ำใจที่ตรงกันในอนำ
Products (SIPs) Investment products that contain derivatives or have complex terms and features. SIPs was introduced by MAS to safeguard the interests of retail investors investing in complex products
. enjoyed continually high loan growth. In addition, Muang Thai Life Assurance PCL retained its leadership in the bancassurance business, holding the second largest market share in total premiums. To secure
pass this test and strive forward to deliver material and measurable accomplishments. As the market regulator, the SEC shall proceed to secure investors' confidence, build efficient and reliable markets
Investors will not only promote sustainable growth and development, but also secure the best returns to their Asset Owners and beneficiaries, and provide durable benefits for Institutional Investors in the
stakeholders. Implementation in each area is as follows: Risk Management To safeguard against adverse impacts of market incidents or risks pertinent to market viability, the SEC Board laid out a policy and
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall
authorize an agent or any other person to perform a specified act. SECTION 24/1.4 To protect the public interest or investors, the SEC Office or the person designated in writing by the SEC Office shall have
. SECTION 24/1.4 To protect the public interest or investors, the SEC Office or the person designated in writing by the SEC Office shall have the duty to disclose information concerning issuance or offering