deduction of earned premium net of reinsurance and commission and brokerage income totaling Baht 32.97 million as a result of the deduction in net retention and portion of high risk products. 2. Operating
(IFA) opined that the shareholders should not approve the transaction for several reasons. First of all, it is an investment in high risk assets and the uncertainty of debt repayment could significantly
30 August 2017.** Investment Consultant of Complex Products Type 1 is approved to give investment advice on non-complex capital market products as well as all types of high-risk or complex products
conduct must be as strict as those imposed on the sale of high-risk products and the associated risks must be clearly disclosed; (8) Debt issuers must use the raised money to repay for the earlier
procedure for selling of high risk securities such as suitability test, key information disclosure and warning of the securities? high risks or complexity.? Mr. Vorapol added.
SHARE : SEC receives excellent score in the Corruption Risk Management Systems Assessment 2023 and higher score in the Integrity and Transparency Assessment 2024 Friday 2 August 2024 | No. 159 / 2024
economy. The Initiative seeks to develop mechanisms to better align the interests of investors, industry and government so as to catalyse investments at a speed and scale sufficient to avoid dangerous
spread in Thailand and The government has enacted the Emergency Decree on Public Administration in Emergency Situation (Emergency Decree) and orders to close the places where there is a high risk of
: An audit firm did not have procedures for mitigating risk when the firm accepted high-risk engagements. Example 6 : There was either no risk assessment or insufficient risk assessment for rating new
ง จาก 20% ของ NAV เป็น 15% ของ NAV โดยสัดส่วนการลงทุนในตราสารหนี้ unrated ในพอร์ตการลงทุนยังคงเท่าเดิม 3.2 การเปิดเผยข้อมูลกองทุนรวมที่มีความเสี่ยงสูงหรือมีความซับซ้อน (“risky / complex product