The Securities and Exchange Commission (SEC) invites public comments on proposed amendments to the regulations governing the reporting of initial public offering shares (IPO shares) results. These
has approved in principle the proposed amendments to the regulations related to the provision of securities trading services and the sale of securities where the securities company does not have the
it is appropriate to amend the regulations for the Funds investing in digital assets with proper measures for investor protection. The key points of the amendments are as follows: 1. To add
and foreign issuers and to increase measures for protecting investors. The SEC is therefore conducting this public hearing on the proposed amendments to the regulations for securitized bonds with
with the SEC directly in harmony with the requirements imposed on other types of bonds. The key points of the proposed amendments to the relevant regulations are as follows: (1) To streamline the
and investment in crowdfunding securities. The proposed amendments align with both domestically and internationally supervisory guidelines for similar business operators. Therefore, the SEC is
these reports to the SEC on a weekly basis within two business days. The consultation paper with details of the proposed amendments and attachments is available at https://www.sec.or.th/TH/Pages
accurate, complete, and up-to-date documentation by DA operators, including the safekeeping of client assets and the transactions of investment management. The proposed amendments would provide the SEC
Council of State.In brief, the Draft includes the following amendments: 1. Add provisions to accommodate electronic securities issuance (Part 2/1: Electronic Securities, from Section 62/1 to Section 62/11