number was long-term bonds. In recent times, SEC has been revising and changing bond-related regulations to become stricter, increasing the protection of the investors by making it mandatory to provide
suitable to their business size and their capital needs.(4) Revising crowdfunding regulations in order to clarify the regulatory border for crowdfunding business operators and provide more alternative
, in any forms or through any communication channels, is given to Thai investors; 3. Revising the required qualifications and assignment period of foreign personnel to ensure that the advisory services
permissible for general mutual funds’ investment, in which the AMCs have the duties to look into the suitability and liquidity of such assets;4. Revising disclosure requirements on the funds’ portfolio holding
regulations on custody of clients’ assets. Comments and recommendations from the hearing respondents were taken into consideration when revising final draft regulations to be more suitable. On 4 November 2021
. Permitting ETFs to invest in the assets permissible for general mutual funds’ investment, in which the AMCs have the duties to look into the suitability and liquidity of such assets; 4. Revising disclosure
. Market and intermediaries : The SEC is revising relevant rules in line with international standards and cooperating with the Stock Exchange of Thailand to enhance relationship with Mekong regional
, and easy-to-understand and accessible information disclosure is also focused. Market and intermediaries: The SEC is revising relevant rules in line with international standards and cooperating with
been closely monitoring the situations and collaborating with the SET to allow the SET to act and consider adjusting the existing measures to align with the current situations. For example, revising the
SEC set the mechanism to support investor protection by revising business conduct regulations to enhance responsibilities of the intermediaries in selling products and providing services appropriately