permissible for general mutual funds’ investment, in which the AMCs have the duties to look into the suitability and liquidity of such assets;4. Revising disclosure requirements on the funds’ portfolio holding
regulations on custody of clients’ assets. Comments and recommendations from the hearing respondents were taken into consideration when revising final draft regulations to be more suitable. On 4 November 2021
. Permitting ETFs to invest in the assets permissible for general mutual funds’ investment, in which the AMCs have the duties to look into the suitability and liquidity of such assets; 4. Revising disclosure
. Market and intermediaries : The SEC is revising relevant rules in line with international standards and cooperating with the Stock Exchange of Thailand to enhance relationship with Mekong regional
, and easy-to-understand and accessible information disclosure is also focused. Market and intermediaries: The SEC is revising relevant rules in line with international standards and cooperating with
been closely monitoring the situations and collaborating with the SET to allow the SET to act and consider adjusting the existing measures to align with the current situations. For example, revising the
SEC set the mechanism to support investor protection by revising business conduct regulations to enhance responsibilities of the intermediaries in selling products and providing services appropriately
intermediaries and business operators, the SEC set the mechanism to support investor protection by revising business conduct regulations to enhance responsibilities of the intermediaries in selling products and
related to sales conduct, HK-TH MRF MoU requires business operators to comply with the regulations of the host regulator of the jurisdiction wherein the offerings of fund take place; - The SEC is revising
MRF MoU requires business operators to comply with the regulations of the host regulator of the jurisdiction wherein the offerings of fund take place; · The SEC is revising the related regulations to