prudence An intermediary shall maintain substantial and adequate financial resources continuously; (5) market conduct An intermediary shall undertake business in keeping with proper standards of market
maintain substantial and adequate financial resources continuously; (5) market conduct An intermediary shall undertake business in keeping with proper standards of market conduct; (6) competent staff
custodian: (a) System for separating the private fund assets from the custodian’s assets, system for safe keeping of such assets, and internal control system to prevent the misuse of its client’s assets; (b
to operate as a custodian: (a) System for separating the private fund assets from the custodian’s assets, system for safe keeping of such assets, and internal control system to prevent the misuse of
hundred million baht: (1) keeping clients’ assets in its possession; (2) investing in or holding securities for investment by the securities company itself; (3) bearing a responsibility for clearing and
hundred million baht: (1) keeping clients’ assets in its possession; (2) investing in or holding securities for investment by the securities company itself; (3) bearing a responsibility for clearing and
business in any of the following manners, such securities company shall have paid-up registered capital of not less than one hundred million baht: (1) keeping clients’ assets in its possession; (2) investing
launch sales promotion for keeping the sales volume even though it affects to the sales value. Another factor is the effect of the exchange rate which results to our decreasing in sales value after turning
user's website visit. Visit the Microsoft website Necessary ApplicationGatewayAffinity This cookie is used for managing browsing sessions. It enables keeping the web browser traffic assigned to single
creating a pool of knowledge on financing solutions and investment opportunities. Meanwhile, elevating cyber security and efficiency of the SEC work process is also important in keeping pace with rapid