or Receiving Requisition of Investment Unit Redemption and Marketing Representatives of Private Funds (Codefied) 14/09/2010 01/10/2010 Notification of Capital Market Supervisory Board TorKhor 35
right to redeem the bonds before the maturity dates. The SEC requires that the bondholders’ representatives analyze the benefits and shortcomings as well as the potential impacts on the bondholders
NAKON264A) to grant the issuer the right to redeem the bonds prior to the maturity dates (call option). The SEC requires that the bondholders’ representatives analyze the benefits and shortcomings as well as
the terms and conditions to grant the issuer the right to redeem the bonds prior to the maturity dates (call option). The SEC requires that the bondholders’ representatives analyze the benefits and
Securities and Finance Businesses & Merger (section 90) |- Representatives Office of foreign securities companies (section 93) |- Holidays (section 110) |- Securities Registrar Business (section 222
90) |- Representatives Office of foreign securities companies (section 93) |- Holidays (section 110) |- Securities Registrar Business (section 222) |- Association Related to Securities Businesses
22) |- Protection of Customer Assets (Section 33) |- Internal operation of Securities Companies | - |- Outsourcing Services | - |- Appoint service provider OR marketing representatives (Section 18
Securities and Exchange Commission KorKhor 2/2548 Rules, Conditions and Procedures for Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of
-General (Investment Management), along with SEC executives, representatives from business operators, the Association of Investment Management Companies (AIMC) and the Thai Life Assurance Association