Company had loss of Baht 11.30 million, decreased from the same period of last year by Baht 2.25 million due to the tightening of expense control to compensate the revenue deduction was continuously

loss. Moreover, {A} advised the client to wait for a quota of IPO shares and expect such shares to compensate for the loss incurred in the client’s derivatives trading account. {A}’s behaviors above were

sentenced the accused to pay a fine of Baht 89,000. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 44,500 and a further fine of Baht 100 each day starting from

) the rectified annual registration statement for the year 2011 to the SEC and the SET within the specified period. On March 21, 2013, the Bangkok South Criminal Court sentenced the accused to pay a fine

SET within the specified period. The Criminal Court sentenced the accused to pay a total fine of Baht 357,000 and a further fine of Baht 1,000 each day starting from the next day of prosecution date

for Q2/ 2015, and (3) the reviewed financial statements for Q3/2015 to the SEC and the SET within the specified period. The Criminal Court ordered the defendant to pay a fine of Baht 522,000 and a

period. The Criminal Court ordered the defendant to pay a fine of Baht 80,000 and a further fine of Baht 1,000 for each day starting from the next day of prosecution date until the company so complies for

reviewed financial statements for Q1-Q3/2015 to the SEC and the SET within the specified period. The Criminal Court ordered the defendant to pay a fine of Baht 522,000 and a further fine of Baht 500 for each

sentenced the accused to pay a total fine of Baht 589,500 and a further fine of Baht 500 each day starting from the next day of prosecution date until the company so complies. Since the accused pled guilty

and submit the reviewed financial statements for Q2-Q3/2017 within the period specified by the Capital Market Supervisory Board. On July 2, 2020, The Criminal Court ordered the defendant to pay a fine