Tackling Fracking: Collaboration with Company Experts Brings New Understanding to Risks .................... 29 Escalation Strategies: The Council of Institutional Investors’ Ignored Majority Votes
mutual understanding that the information is shared confidentially. The Principles are high-level objectives that CRAs, regulators, rated entities, obligors, underwriters, arrangers, and other market
through new or amended regulations with practitioners to ensure their correct understanding and implementation, and to assign an officer to take care of each company under the SEC supervision. 2. Monitoring
through new or amended regulations with practitioners to ensure their correct understanding and implementation, and to assign an officer to take care of each company under the SEC supervision. 2. Monitoring
committees, internal auditors, and regulatory bodies in accounting professions, and better understanding of their roles and responsibilities. Various tools and mechanism have been introduced to facilitate
Regulators Group) in Kuala Lumpur, Malaysia. The AARG was established by the collaboration from the Audit Oversight Board (“AOB”) of Malaysia, Accounting and Corporate Regulatory Authority (“ACRA”) of
found in various jurisdictions raised serious concerns among capital market regulators on the quality of financial statements and more stringent quality control on audit work has been imposed to regain
SEC workforce’s skills and insight. Currently, IOSCO members are 225 capital market regulators and relevant agencies from 140 countries. On average, an IOSCO annual conference is attended by
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) เป็นเจ้าภาพจัดการประชุมหน่วยงานกำกับดูแลการควบรวมกิจการในภูมิภาคเอเชียแปซิฟิก ประจำปี 2562 (Asia Pacific Takeovers Regulators
members to keep pace with the emerging risks and challenges caused by technological advances. The Thai SEC is among the inaugural group of 23, out of 130, securities regulators that are approved to become