general manager to the extent that the derivatives intermediary is a financial institution which has been regulated by other governmental agencies before having obtained an approval for undertaking 2
securities trading center by virtue of such laws and governed by government agencies or securities regulators (regulated exchange); “Allotted quota” means quota of foreign securities or derivatives investment
than the regulated entities under our own supervision. The governance framework was approved by the SEC Board on October 1, 2007. It has been reviewed periodically since then to ensure appropriateness
(KYC) process.(2) Encouraging the use of the NDID platform for the elimination of redundancy in identity proofing process. The platform is trustworthy regulated under the laws, decreases the burden
supervision (i.e., listed companies, brokers, dealers, asset management companies and collective investment scheme), the SEC has regulated individual auditors and monitored individual auditors? work since 1993
supervision (i.e., listed companies, brokers, dealers, asset management companies and collective investment scheme), the SEC has regulated individual auditors and monitored individual auditors? work since 1993
governance.” Ms Ruenvadee Suwanmongkol, Secretary-General of SEC, stated: “SEC gives high priority to personal data protection and urges all SEC’s regulated entities as well as related parties to be
นโยบายเพื่อยกระดับการขยายตัวและการปรับ โครงสร้างทางเศรษฐกิจให้มีลักษณะเป็นเศรษฐกิจยุคใหม่ (New economy) โดยการสนับสนุนการประกอบธุรกิจของ กลุ่มอุตสาหกรรมเป้าหมายใหม่ (New s-curve) ได้แก่ อุตสาหกรรมการแพทย์
for sustainable development. Regulated bodies were also encouraged to participate in the Collective Action Coalition (CAC) of private sector in fighting against corruption. Amidst global economic
with other market participants to develop the market in various ways such as introducing standard forms of repurchase agreement (repo), benchmark bond yield curve and formula to calculate debt instrument