created to push forward the comparable quality of financial reporting standards adopted by every country in the region. All in all, the events contributed valuable learning experiences to the participants
Special Administrative Region of the People's Republic of China and Thailand to facilitate cross-border offerings of funds between Hong Kong and Thailand for asset management companies by recognizing each
Kong Special Administrative Region of the People's Republic of China signed by both Governments in 2019.Subsequently, the SEC is seeking public comments on three draft notifications in order to extend
SEC will also step up collaboration with international agencies, especially those in the ASEAN region to develop quality financial reporting of regional businesses to strengthen their competitiveness in
competitiveness with more distribution channels, new types of mutual funds and join business development in the region with foreign investment funds as well as using mutual funds to help solve a lack of savings
Sustainability Bond Standards in October 2018, creating a suite of sustainable bond standards for the region. The ACMF has now developed the ASEAN Sustainability-Linked Bond Standards (ASEAN SLBS) to facilitate
able to increase the number of customers to achieve the revenue targeted. The Company considered that such effect may result from the lack of strategic planning and marketing operational plan. Especially
achieve the best business benefits, including the proposal of work expansion plan to the leading media business group in the Republic of Vietnam in October 2017. Nevertheless, Blue Finix was not able to
Market Supervisory Board by managing an advertisement of foreign mutual fund in the inappropriate manner of content, proportion of content and form of presentation in order that a client would be able to
Continuity system in order to be able to provide services to a client and offer for sale of investment units. SEC Act S.113 Settlement Committee Meeting No. 5/2021 Settlement Committee Order No. 40/2021