, on 15 March 2018, the Civil Court made a decision to void the resolution of the annual general shareholders? meeting held on 2 May 2017, which has consequently resulted in the cancellation of Mr
institutional investors or ultra high net worth investors to invest in any type of financial assets and instruments without restrictions, (2) cancellation of private fund types, i.e., retail and non-retail
gold futures, due to the cancellation of such license, will be upgraded to the precious metals derivatives license which will enable them to operate business in a wider range. The SEC Board, with the
|- Advertising (section 98(10)) |- Statutory Disqualifications for Management (section 103) |- Management Approval and Revocation (section 104) |- Accounting and Records (section 105) |- Audited Financial
digital tokens as it has not been approved by the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7342 SEC Board resolves to propose the revocation of Zipmex digital asset business license for Finance
approved by the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7342 SEC Board resolves to propose the revocation of Zipmex digital asset business license for Finance Minister’s consideration Bangkok
digital tokens as it has not been approved by the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7342 SEC Board resolves to propose the revocation of Zipmex digital asset business license for Finance
?SECID=7648 SEC Board resolves to propose the revocation of Zipmex digital asset business license for Finance Minister’s consideration Bangkok, 23 February 2024 – The Securities and Exchange Commission
business operators with similar characteristics that may inadvertently exceed their licensed scope. Such cases could lead to disqualification and potential license revocation, which could affect a large
their applications for approval as capital market personnel for the period of ten years. For Thanjira, the revocation will be effective from October 7, 2014 while Surasak?s revocation will be effective