fund management; (6) private fund management; (7) other businesses relating to securities as specified by the Minister upon the recommendation of the SEC. 2
. ë As a member and the Secretary of the Board, the SEC Secretary-General is appointed by the Cabinet upon the recommendation of the Minister of Finance and shall hold office for a term of four years
and the SEC Secretary- General, and four to six expert members appointed by the Cabinet upon recommendation of the Minister of Finance, among whom there shall be at least one expert from each of the
Annual Report 2009 1 Annual Report 20092 Over the past year, the Thai economy experienced a recession for the first time since the Asian economic crisis in 1997. The first quarter saw a 7.1 percent contraction as a result of sluggish export in the midst of global financial crisis, diminishing demand of domestic private sector, and lack of confidence in economic and political directions. All these factors played out against a backdrop of weakening economies of our trade partners worldwide, which...
businesses relating to digital assets as prescribed by the Minister under the recommendation of the SEC. “digital asset exchange” means a center or a network established for the purposes of trading or
the Minister under the recommendation of the SEC. “ digital asset exchange ” means a center or a network established for the purposes of trading or exchanging of digital assets, which operates by
in all respects under Clause 11, within ninety days from the date on which the SEC Office receives the complete application and supplementary documents, the SEC shall give recommendation to the
advice, to enhance confidence and protect interest of investors. The recommendation is in line with the United States’s Sarbanes-Oxley Act 2002 (Section 201) .
SEC relies on the Check and Balance System whereby the Audit Committee and the Internal Audit Department are responsible for reviewing and giving recommendation to the SEC Board on the matters related
Suebwonglee 6 February 2008 - 6 July 2008 SEC Chairman (appointed by the Cabinet upon recommendation of the Minister of Finance) Vijit Supinit 29 April 2008 - 2 June 2011 Nawaporn Ruangskul 14 JulyJuly