the public hearing on the proposed amendments to the regulations and the concerns raised by asset management companies in the focus group meeting held in October 2020. To this extent, the SEC amended
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applicant; (3) Certification of the leader of the auditor firm; (4) Profile and details of the audit firm; (5) Cover letter for delivery of the evidentiary documentation related to the audit firm; (6) Copy of
Executive Leader จาก Australian Securities and Investments Commission (ASIC) ประเทศออสเตรเลีย เลขาธิการ ก.ล.ต. ได้แลกเปลี่ยนประสบการณ์ในฐานะที่ ก.ล.ต. เป็นประธานของ Asia Region Funds Passport (ARFP) และประธาน
more important in the world, the promotion of capital market to be the leader in establishing sustainability, and the resolutions for challenges in Thai capital market. We need all collaborations from
advisable for investors to focus on their personal goals and long-term investment rather than chasing short-term high returns.Polpatt Vinaibodee, leader of the SEC research project on the topic, ?Trigger
risk associated with risky assets was also suggested as Thailand is approaching aging society.Assoc. Prof., Dr. Pornanong Budsaratragoon, research team leader, Faculty of Commerce and Accountancy
their audit work as a signing partner; and (4) allow capital market auditors who are unable to maintain their qualifications as a leader or a partner of an audit firm or an equivalent position to
leader communicate its policies for quality to its personnel? If yes, describe how the firm communicates its policies and procedures to personnel. a) informal dialogue b) training seminars c) meetings d