protect their own interests and make inquiries at the shareholders? meeting so as to enable informed investment decision.
to combat fraudulent activities and protect the public from further harm and loss.From left : (1) Budsara Trithipcharoenchai, Senior Executive Vice President of Capital Market Development Fund, (2
with the opinions of the bondholder representative. The bondholders are, therefore, encouraged to thoroughly review the information and exercise their rights to protect their own interests. They should
provisions, conditions, and procedures to protect the investors or to ensure the clarity and uniformity in operating standards in the following matters : 1) The sale, redemption, an increase or reduction of
clients or proceed as per their requests. If the clients do not claim their assets, Zipmex must deposit them in a trusted and secure system to protect the clients’ interests. Due to its failure to
which shall be opened for service at least throughout the working hours of the intermediary . (2) promote or disseminate information on the arrangement under subclause (1) to clients; (3) visibly reveal
service at least throughout the working hours of the intermediary. (2) promote or disseminate information on the arrangement under subclause (1) to clients; (3) visibly reveal the redemption prices; (4
/ regulatory action 5. Advertising, raising customer awareness • One state regulator describes their role as making advisors reveal their “verification of misconduct” (costly verification) • Conditional on a