=951 SEC issues regulation prohibiting digital asset business operators from facilitating the use of digital assets as a means of payment of relevant laws to prohibit digital asset business operators
actions: 1. Suspend a filing of a new application for normal or automatic approval for a maximum period of not over one year; 2. Prohibit the mutual fund management company from the initial public
actions: 1. Suspend a filing of a new application for normal or automatic approval for a maximum period of not over one year; 2. Prohibit the mutual fund management company from the initial public
, cybersecurity risk, risk on personal data leakage, and exploitation as a money laundering tool. The SEC Board has therefore considered exercising authority within the scope of relevant laws to prohibit digital
; (3) To prohibit the digital asset business operator from providing trading services for privacy coins to enable monitoring of the executed transactions in the system. The consultation paper is
enhance rules that prohibit board members, key execu- tives, controlling shareholders and other insiders from taking business opportunities that might otherwise be available to the company. At a minimum
enables easy and instant access to a wide variety of investment options, including those innovative ones. In addition, publicity of alerts and warnings to raise awareness and educate people about
30 September – 6 October 2019 to encourage global regulators to promote financial literacy and investor protection, and to raise awareness of investors around the world. The SEC confirmed
network and to raise the awareness of relevant laws.SEC will consider preparing an operational plan to accommodate the above-mentioned meeting and discussion by July this year
issue size with increase in issuers. In this regard, ThaiBMA is pleased to support the project ?One step beyond with Bond Issue? to encourage companies to raise fund through bond issuance. ThaiBMA board