Mr.Parin Pruksawan During December 17, 2013 – January 9, 2014 Mr. Parin Pruksawan, a trader of DBS Vickers Securities (Thailand) Co.,Ltd, performed his duty dishonestly by using information to
/marketing) เนื่องจากเจ้าหน้าที่ที่ตัดสินใจซื้อขายเพื่อบริษัท (trader)มุ่งหวังการทำกำไรเพื่อบริษัทเป็นสำคัญ แต่เจ้าหน้าที่ติดต่อลูกค้า (sales staff) มีหน้าที่ชักชวนหรือให้คำแนะนำการลงทุนแก่ลูกค้า
slightly grew by 2.07% from the previous year. Shares of Profit (Loss): A slump in shares of profits of associated companies by (93.34%) in 3Q19 comparing to the same period of last year was solely affected
Mr. Saiphet Thongngao Mr. Saiphet Thongngao colluded with other alleged offenders in managing funds for others for profits from derivatives investment in the ordinary course of business. The
Miss Sureerat Ardpaksa Miss Sureerat Ardpaksa colluded with other alleged offenders in managing funds for others for profits from derivatives investment in the ordinary course of business. The
Mr. Woraphol Muenbowon Mr. Woraphol Muenbowon colluded with other alleged offenders in managing funds for others for profits from derivatives investment in the ordinary course of business. The
benefits and long-term return. Mr. Malpass received profits from providing investment advisory service in the ordinary course of business. Thus, Mr. Malpass operated securities business as investment advisor
the option to buy or sell the underlying instrument in the future for a fixed price. • Designated market maker (DMM): trader that has been selected by the issuers as the market maker for a given
, according to the details as follows : Operating results for 2nd quarter, 2017 The company could posted net profits of Baht 111.08 million, representing an increase of Baht 22.60 million or 25.54% over the
, 2018, according to the details as follows : Operating results for 3rd quarter, 2018 The company could posted net profits of Baht 95.49 million, representing an increase of Baht 23.04 million or 31.80