Bangkok, 30 October 2017 ? The SEC is seeking public comments on the draft amendments to the ongoing capital requirement rules, which are imposed on asset management companies. The hearing also
Bangkok, 25 January 2018 ? The SEC is seeking public comments on a draft amendment to the rules governing issuance and offering of derivative warrants (DW) to require additional and continuing
Bangkok, 1 November 2017 ? The SEC is seeking public comments on the draft rules governing initial public offerings (IPOs) to cornerstone investors to create greater opportunity for success of IPOs
Bangkok, 20 September 2017 ? The SEC is seeking public comments on the principles and the amended rules governing listed companies? disclosure of good corporate governance compliance via Form 56-1 and Form 69-1. The revised forms take into account compliance with the new Corporate Governance Code (CG Code), which was jointly introduced by the SEC and relevant capital market organizations earlier this year.The CG Code offers the boards of directors, as the governing body of listed companies, guid...
amendments do not apply to property funds and infrastructure funds.SEC is therefore seeking public comments on 13 draft notification amendments following a public hearing on the concept released at the
Bangkok, February 27, 2014 ? The SEC is seeking public comment on draft compilation of rules governing providers of investment services in foreign currency denominated securities and derivatives. The
voting rights” and opened public hearing on the matter in late 2018. The stakeholders mostly agreed with the principle. SEC is proposing a draft notification of the Ministry of Finance which reflects
Bangkok, January 22, 2009 ? The SEC is conducting a public hearing on its draft regulations governing trust for transactions in the capital market until February 16, 2009.The recent enactment of the
Bangkok, December 9, 2009 ? The SEC is inviting the public to comment on the draft amendment to the rules governing appointment of selling agents by asset management companies, securities companies