Office. This case is in the process of inquiry by the inquiry official. SEC Act S.33 Criminal Complaint Filed with an Inquiry Official Dated 29/09/2022

Questionnaire No. Particulars Firm's Reference /Guidance Notes Description 1 Does the audit firm design and implement the risk assesment process that includes the identification of quality objectives

SHARE : SEC public hearing on proposed amendments to the digital asset business licensing process and draft regulations concerning creditability of digital asset business operators Tuesday 9 January 2024

rules governing dispute settlement between retail investors and intermediaries to adjust the arbitration process in line with the current economic environment, international standards and relevant laws

undertaking digital asset businesses wherein experts from CMKL University gave advice on how to improve the process for considering applications and granting digital asset business licenses.   The

undertaking digital asset businesses wherein experts from CMKL University gave advice on how to improve the process for considering applications and granting digital asset business licenses. The licensing

for Q3/2018 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board. This case is in the process of inquiry by

statements for Q3/2018 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board. This case is in the process of inquiry by

the year 2014(Form 56-1, 2014) and the financial statements for Q1/2015 to the SEC and the SET within the specified period. This case is in the process of inquiry by the inquiry official. SEC Act

, former SECC chairman responsible for the operation of the company and entrusted to manage the company assets, in defrauding and embezzling SECC?s money. This case is in the process of inquiry by the