(2003). This case is in the process of inquiry by the inquiry official. DV Act S.16 Criminal Complaint Filed with an Inquiry Official Dated 20/02/2013

SET. This case is in the process of inquiry by the inquiry official. SEC Act S.199 in conjunction with 56(1) Criminal Complaint Filed with an Inquiry Official Dated 21/09/2017

efficiency and work process whereby the Group CEO also assumes an additional role of Chief Transformation Officer with great support from Technology Transformation Leader and Business Transformation Leader

registration of the mutual fund, the Office of the SEC shall simultaneously register it as a special purpose juristic person. In the process of securitisation, the SEC shall have the power to issue any

Questionnaire No. Particulars Firm's Reference /Guidance Notes Description 1 Does the audit firm design and implement the risk assesment process that includes the identification of quality objectives

SHARE : SEC public hearing on proposed amendments to the digital asset business licensing process and draft regulations concerning creditability of digital asset business operators Tuesday 9 January 2024

rules governing dispute settlement between retail investors and intermediaries to adjust the arbitration process in line with the current economic environment, international standards and relevant laws

undertaking digital asset businesses wherein experts from CMKL University gave advice on how to improve the process for considering applications and granting digital asset business licenses.   The

undertaking digital asset businesses wherein experts from CMKL University gave advice on how to improve the process for considering applications and granting digital asset business licenses. The licensing

for Q3/2018 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board. This case is in the process of inquiry by