Information Technology of a Securities Company. 2. Segregation of Duties. 3. Physical Security. 4. Information and Network Security. 5. Change Management. 6. Backup and IT Contingency Plan. 7. Computer
3 of 17 (d) passively managed index tracking exchange-traded funds (ETFs) including physical gold ETFs4. The SFC and SEC may consider extending the MRF to include other types of funds in future in
Cryptographic Control; 2.7 Physical and Environmental Security; 2.8 Operations Security; 2.9 Communications Security; 2.10 System Acquisition, Development and Maintenance; 2.11 IT Outsourcing; 2.12 Information
(“physical risk”) จกผลกระทบโดยตรงที่เกิดจก กรเปลี่ยนแปลงของสภพแวดล้อม และ (2) ควมเสี่ยงจกกรเปลี่ยนผ่น (“transition risk”) จกผลกระทบของ กรออกกฎเกณฑ์์ของหนว่ยงนรชกรเพ่ือแกไ้ขปญัหด้นสภพภมูอิกศ หรือกรเปลีย่นแปลง
Annual Report 2004 S h a p i n g t h e T h ai C a p i t a l M a r k e t A n n u a l R e p o r t 2 0 0 4 S E C U R I T I E S A N D E X C H A N G E C O M M I S S I O N , T H A I L A N D This year’s annual report features Benjarong ceramics. Benjarong, meaning five colours, gained popularity in the royal court and the high society of Siam in the late Ayudhya period (A.D. 1350 - 1767). But it was during the early Rattanakosin period (A.D. 1782 - present), in the reigns of King Rama II and King Rama...
private fund shall have prior granted a written approval [for such outsourcing], as the case may be; (b) there shall be a report on supervision of another intermediary and reveal the report in the annual
intermediary and reveal the report in the annual compliance report; (5)1 in case the outsourced function is related to derivatives investment, the intermediary shall outsource such function to a derivatives
using physical devices (such as routers, firewalls) in combination with commercial software packages. Examples include Cisco, NetGear, and CheckPoint. Relevant IT Infrastructure – Example Summary 12 What