trading decisions on behalf of the clients, regardless of the client's permission or authorization. In this regard, {A}'s action was deemed as obtaining authorization from clients to make securities trading
that would be beneficial to capital market business or consistent with its objectives upon permission from the SEC Board; and (3) Its governing body will consist of both ex-officio committee and
misconduct above is deemed an execution of concealed transactions, asset misappropriation, permission of false accounting transactions and preparation of incorrect accounting records. In addition, he informed
securities dealing, securities underwriting, or other securities businesses as specified in the notification of the SEC; or (b) those acquired upon a permission from the Office and in accordance with the rules
concealed transactions, asset misappropriation, permission of false accounting transactions and preparation of incorrect accounting records. In addition, he informed http://market.sec.or.th/public/idisc/en
) issuing and selling of Libra investment token (not Libra cryptocurrency). If the token will be offered in Thailand, a permission is required. However, this possibility is very low as those who are allowed
Investment Co., Ltd. 6. Yu Long 7. Hu Shake 8. Hiang Yunjian 9. Tang Fang 10. Hong Fang 11. Huang Yi 12. Luo Yuxuan 13. Zhang Ruliang 14. Li Bo 15. Zhao Peng 16. Ma Dongjun 17. Song Chunxia 18. Li Junfeng 19
Dongjun 17. Song Chunxia 18. Li Junfeng 19. Wang Yong 20. Yang Chuanyun 3,587,571,620 2,866,500,000 1,378,800,000 57,449,580 86,174370 106,900,000 25,350,000 19,500,000 17,550,000 16,900,000 15,600,000
permission to such securities company to use back office service as its request. Clause 5. It shall be deemed that the securities company have the permission in using back office service from the Office, if
the period of time as specified in the second paragraph expires but the Office has not yet notified or made any orders to securities company. It shall be deemed that the Office grants permission to such