interests to general buyers and investors, and as such, the Board of Directors has not determined the Fair Price with any discount, the details of which may be summarized as follows: Global Asset Valuer Co
comprising of, at least, the following particulars: (1) organisational structure of the company; (2) availability of competent personnel; (3) fund management operation system; (4) internal control system
following regulations: Clause 1. The management company shall, in undertaking of fund management business, arrange to have an operating system which is comprising of, at least, the following particulars: (1
least, the following particulars: (1) organisational structure of the company; (2) availability of competent personnel; (3) fund management operation system; (4) internal control system. Clause 2. The
: [ ] Telephone: [ ] Website: [ ] Email: [ ] (UNOFFICIAL TRANSLATION) Factsheet Information as of [day/month/year] 5 Explanation of the particulars of the information to be disclosed in the factsheet of the general
shall be rendered an evidence showing such distribution of handbook; (2) preparing a customer’s profile in writing containing the particulars prescribed by the Office and shall have the customer certify
particulars and materials in accordance with the guideline for risk disclosure statement specified by the SEC Office. In the disclosing of risk in derivatives trading in the first paragraph, derivatives broker
procedure to ensure that customer is aware of the risks in derivatives trading, by having at least a document containing risk disclosure statement which have minimal particulars and materials in accordance
procedure to ensure that customer is aware of the risks in derivatives trading, by having at least a document containing risk disclosure statement which have minimal particulars and materials in accordance
; (3) give the name and contact details of the derivatives broker in order for the client to be able to make enquiries on the giving of advice; and (4) comply with the criteria for the translation of