the audit quality control system, and closely monitored the COVID-19 pandemic situation to adjust the oversight approach and communication with stakeholders to meet the changing situation. In so doing
SEC Secretary-General Pornanong Budsaratragoon said: “The SEC focuses on both the development of the digital asset market and the supervision of digital asset business operators. We consider the
/Investment Analyst Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Cross-border Offering of Funds Business Operators Registered Persons Investment Consultant Fund
/Investment Analyst Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Cross-border Offering of Funds Business Operators Registered Persons Investment Consultant Fund
region. The ASEAN Audit Regulators Group?s (AARG) 5th Annual Meeting was held in Kuala Lumpur from 15-16 June 2015.Hosted by Audit Oversight Board (AOB), Securities Commission Malaysia, the meeting was
region. The ASEAN Audit Regulators Group?s (AARG) 5th Annual Meeting was held in Kuala Lumpur from June 15-16, 2015.Hosted by Audit Oversight Board (AOB), Securities Commission Malaysia, the meeting was
decision on appropriate forms of alliance with foreign counterparts to support future trading linkage;2. Supervision of Securities Business: Licensing provisions would be amended to grant the Securities and
provide effective oversight and investigative capacity which will need to be appropriately funded. The ability to attract staff on competitive terms will enhance the quality and independence of supervision
on the selection of qualified candidates. Boards of directors must improve their participation in strategic plan- ning, monitoring of internal control and risk oversight systems. Boards should ensure
. In addition, the draft regulation is expected to further clarify the scope of supervision of digital asset businesses because they are not under state oversight. The SEC conducted a public hearing on