public and stakeholders in supervising and developing a sustainable capital market. The SEC administers the Securities and Exchange Act B.E. 2535 (1992), the Derivatives Act B.E. 2546 (2003), Trust for
, complete and in compliance with rules and regulations of the supervising agencies as well as disclose complete information of the transactions to ensure that they are appropriate and most beneficial to the
engagement. To the extent appropriate and as required by applicable professional standards, these policies and procedures should cover planning, performing, supervising, reviewing, documenting, and
hailand (SET ted Transa g; nnected Tra Limited wh y Limited (B he Transac e financial - Translat olution for R f Thailand Meeting o bruary 2020 Jaymart on Baht) fo older is co Capital Mar nsactions a T) Re
which objectives is for promoting and supervising the derivatives intermediary, having obtained an approval [for establishment] from the Securities and Exchange Commission. “ financial institution ” means
supervising the derivatives intermediary, having obtained an approval [for establishment] from the Securities and Exchange Commission. “financial institution” means a financial institution under the Interest on
Qualification of CFO and Chief Accountant The person assigned to the highest responsibility in Accounting and Finance (“CFO") and the person assigned to the direct responsibility of supervising
Institute of Appraisal Profession under the first paragraph shall be recognized by the SEC Office as an appropriate organization for supervising and promoting appraisal profession as prescribed in Clause 18
committee to be lack of independence qualifications of independent director. In term of casting vote in the board meeting, it is considered a duty of director in supervising the company and voting on behalf
that the issuer has been in operation). The last year of audited financial statements may not be older than fifteen months before the date of submission of registration statement. Such financial