officials to perform duties in accordance with this Act. Such ministerial regulations shall come into force upon publication in the Government Gazette. CHAPTER 1 SUPERVISION OF SECURITIES AND EXCHANGE
Minister of Finance shall be in charge of the enforcement of this Act and shall have the power to issue ministerial regulations and appoint competent officials to perform duties in accordance with this Act
out duties on his behalf and may authorize the entrusted agency to appoint its officials to be the competent officials for executing the duties under this Act. Section 12 bis.2 The registrar shall have
behalf and may authorize the entrusted agency to appoint its officials to be the competent officials for executing the duties under this Act. Section 12 bis. 2 The registrar shall have the powers and
. (b) The Authority in whose jurisdiction a Cross-border On-site Visit would be undertaken will decide whether the visiting officials or Persons mandated would be accompanied by its own officials during
in place, Institutional Investors should at least have the following: 2.2.1 Written policies for the prevention, identification, minimization and management of conflicts of interests. 2.2.2 Procedures
person : see next page 77 Registration : ordinary person Click Register 88 1. Select Passport No. for Identification Type 2. Fill in details 3. Click verify 99 First-time Registration 1010 This page is
Identification Number SEC HELP Center 1207 info@sec.or.th Last Updated 31 March 2022 Last Reviewed 31 March 2022
beencompleted, except for data or evidence concerning customer identification which shall be kept for not less than five years from the date relationship with the customer has ended. Clause 5. An internal control