to the result of audit firms’ quality control systems inspection in this 3 inspection cycle, we found that the majority of audit firms had evidently improved the quality control systems regarding the
to the SEC on a quarterly basis; (3) Clarifying clearly that the SEC has the power to suspend, revise or order business operators to explain in case any advertisement is inconsistent with the
providers. In addition, investment token issuers who provide deposit and custodial service on self-issued investment tokens would be required to establish a system or mechanism for clearly segregating DA of
clearly specified; 2) Having payment arranged to be in Thai baht; 3) Not having the characteristics of structured notes ( except there is a put option or the convertibility requirements); 4) In case of
clients, and informed such information to new clients during the account opening process. Hence, such information must be accurate, complete, up-to-date, and clearly separated from other information. In
in replacement. For example, obligations or document with legal enforcement can be arranged. Replacement mechanisms must be clearly disclosed in the filing and drafted prospectus. The regulations will
clearly provide information to the bondholders together with the opinions of the bondholder representative. The bondholders are, therefore, encouraged to thoroughly review the information and exercise their
evidently since the 2nd Quarter to the 3rd Quarter of 2017 and the amount of investment in associates as of September 30, 2017 representing to Baht 455.53 million increasing from Baht . million as of December
shareholders’ meeting to obtain approval for the issuance and offer for sale of shares under Clause 3(1) and Clause 3(2) shall clearly specify at least the following information, except in the case where the