securities company under the first paragraph to submit any necessary document or report within the appropriate period for the purpose of considering the ability to maintain net capital [and net capital ratio
submit any necessary document or report within the appropriate period for the purpose of considering the ability to maintain net capital [and net capital ratio] of the securities company. Clause 5 This
Financial Condition of Licensed Derivatives Brokerage. The SEC Office is empowered to require the securities company under the first paragraph to submit any necessary document or report within the appropriate
regard, the SEC Office may grant a waiver if it is necessary and appropriate: (1) a person having duty according to this Notification would be able to submit the information or the documentation prepared
office or a full-service branch office for approval; (3) accept or deliver money or securities by electronic equipment; (4) undertake any other necessary duties as prescribed by the notification of the
) accept or deliver money or securities by electronic equipment; (4) undertake any other necessary duties as prescribed by the notification of the Office. In providing services under the first paragraph, the
extent to which income was so affected. Describe any other significant component of revenue or expenses necessary to understand the issuer's results of operations. 2. To the extent that the financial
contravention of the trust instrument or the relevant laws. Clause 19 In case the REIT manager is unable to perform its duties, the trustee shall manage the REIT as necessary to prevent, desist or limit severe
undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the Capital Market Supervisory Board