) fund, which is managed by a person who has been named in a complaint filed by a foreign regulator on account of managing investment without approval. If approached with a solicitation to invest in
to the exchange of digital assets in the ordinary course of business outside the digital asset exchange. Additionally, 1000X promoted its service in the Thai language on a Facebook Page named 1000X
Section 83 of the Penal Code. Both persons, however, failed to pay the fines. The SEC therefore filed the criminal complaint against them with the DSI for further criminal proceedings. Also named in the
conjunction with Section 83 of the Criminal Code. Also named in the complaint were Nongluck Sinprasertlert, investor contact (marketing officer) at Kim Eng Securities (Thailand) Public Company Limited, who was
objective to resume normal trading on the Stock Exchange of Thailand in 2005 and embezzling POWER?s money worth totaling 310 million baht. Also named in the complaint were two colluders Suriya Lapvisuthisin
untrustworthy characteristics of a publicly held company's director and executive. Previously, {B} and {C} were named in the criminal complaint for manipulating the share prices of Metro Star Property Plc
1207 for the SEC?s further investigation,? Sakkarin added. Previously, on December 17, 2012, Jaray was also named in the criminal complaint on the same offense for being director of unlicensed businesses
any in accordance with the compromise agreement. {B} (formerly named {C}), the investment consultant for the securities trading account of such client, failed to perform investment consultant?s duties
. Besides, the persons named in the criminal complaint filed by the SEC are deemed as having untrustworthy characteristics of director and executive of a publicly held company. This caused the termination of
named in the complaint as aiders and abettors.With a referral from the Stock Exchange of Thailand (SET) concerning trading behaviors of some investors involving suspected collusion with personnel of asset