asset business operators are required to hold net capital at an amount of no less than “minimum capital” based on value of custody of clients’ assets. This move aims to cope with damages if cyber
indirect impact of the COVID-19 epidemic on the economy. In a move to restore capital market confidence, the cabinet approved an additional tax privilege for people who purchase investment units in “SSF
exclusive interview with Ms. Hester Peirce, US SEC Commissioner, on the topic, “U.S. SEC’s Move on Digital Assets,” with Dr. Wit Sittivaekin as moderator. On 2 November 2021 at 13.30 hours (local time), the
retail shops as well as Tesco Lotus will offer paying agent service for investment in mutual fund at every branch across the country. In the future, they might move forward to other capital market
SEC Secretary-General Ruenvadee Suwanmongkol said, “As I have taken a job as head of SEC since early May, I commit myself to work closely with SET on holistic approach in order to enhance
, leading to more inclusive and equitable practices.”The workshop sought to create an enabling environment across capital market ecosystems on the business and human rights approach, and to strengthen the
ความเห็น ดังนี้1.กรณีที่บริษัทมีฐานะสัญญาซื้อขายล่วงหน้า (“อนุพันธ์”) ที่นอกเหนือจากการ long option นั้น บริษัทจะต้องคำนวณค่าความเสี่ยงตามวิธี standardised approach2.ในการคำนวณค่า
undertake the move the Company’s office in the future. 9. Source of Fund 30% is from the Company’s Working Capital, and 70% shall be the loan from the financial institutes. That means the Company shall get
needed for its business model. This approach could support future entry of all types of securities businesses and increase the number of intermediaries who could render more convenient services to
,? she added.? In any case, the SEC rulemaking on intermediaries? work systems emphasizes more on principles based approach and minimum requirements to better respond to business models and risk profiles