Regulations SHARE : Detail Content Personnels Investment Consultant Fund Manager /Investment Analyst Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Business
Regulations SHARE : Detail Content Personnels Investment Consultant Fund Manager /Investment Analyst Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Business
fintech supervision and oversight. This framework was similar to those CSSF agreed with capital-markets watchdogs of Australia, Dubai and the United of Arab Emirates. This new agreement has expanded the
Bangkok, April 22, 2014 ? The SEC unveiled the Independent Audit Inspection Activities Report 2013 which reflected advancement of audit oversight in Thailand, underlined transparency in auditor
Expectations Ladder and how to move across the ICAPs tiers. The Guidance also contains information on the resources underpinning the Expectations Ladder, including publications from the seven Investor Agenda
to address this knowledge gap and move Enterprises from SDG alignment to SDG action – from thinking about the SDGs as an add-on to what business gets done to how all business gets done. 4 Source:https
กำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดขึ้นระหว่างวันที่ 1-2 พฤศจิกายน 2564 โดยกล่าวถึงมุมมองความคิดเห็นและแนวทางการกำกับดูแลสินทรัพย์ดิจิทัลที่กำลังจะเกิดขึ้นในสหรัฐฯ ในหัวข้อ “U.S. SEC's Move on
country. In the future, they might move forward to other capital market businesses; for example, a business of limited broker, dealer and underwriter (LBDU), if they are able to meet with the requirements
Electronic Services Presently, Thailand will move to the Digital Transformation and the government https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201804/18035195.pdf 18046234.pdf sectors
The move follows SEC hearing at the end of 2018 on the amendment of the regulations on the maintenance of capital of investment management companies that manage property funds and infrastructure