Kasikorn Securities Plc., the SEC probed into {A}'s case and found certain communication record, which he later admitted, indicating that he had been authorized by his client to make securities trading
expected credit losses Baht 1,298 million. Such change due to financial asset modification on terms of expected credit losses for “ loans purchased of receivables” Baht 1,292 million ( which is comprised of
ended March 31,2020, the Company recorded a total expected credit losses Baht 1,298 million. Such change due to financial asset modification on terms of expected credit losses for “ loans purchased of
SEC The additional recommendationto the remediation plan - Communicate to the staffs and train the staffs when there are modification to the audit manual and audit procedures to facilitate the staffs to
capital market. Nonetheless, the SEC still identified certain deficiencies in the quality control system in this inspection cycle such as rotation of auditors, insufficiency of human resources, completeness
considered all relevant aspects and were certain that the nature and scope of the non-audit services provided to their audit clients would not jeopardize their independence. For any particular circumstances in
”) of Jasmine Broadband Internet Infrastruct ure Fund (the “JASIF”) to certain investors. The Company has entered into an agreement to sell 540,000,000 Units on 15 May 2018, subject to certain condit ions
in the Thai capital market under certain limitations and clearly defined conditions. In this regard, the SEC Board would have the power to exempt businesses with certain characteristics from being
services to keep pace with the changing market landscape. Given such conditions, revisions and modifications of the Securities and Exchange Act B.E. 2535 (1992) were proposed to amend certain provisions
Act B.E. 2546 (2003) which contains certain provisions in relation to the restriction of rights and liberty of persons which Section 29 in conjunction with Section 33, Section 34, Section 36, Section 41