keeping system of such assets, and internal control system to prevent the misuse of client’s assets; □ (3.2) System for preventing damages to client’s assets, as well as related information and documents
to separate client’s assets from custodian’s assets, safe keeping system of such assets, and internal control system to prevent the misuse of client’s assets; □ (3.2) System for preventing damages to
employees was found out, the company did not use such information for the benefit of supervision to prevent misuse of inside information or commission of inappropriate and illegal actions by its employees
derivatives trading practices and trading abuse, derivatives broker shall specify conditions as specified in the notification of the SEC Office in the aforesaid contract in Clause 16. Clause 18. The
omission of any act, willfully or negligently, of the derivatives broker or its personnel Clause 17. For the benefits of prevention and desisting an unfair derivatives trading practices and trading abuse
omission of any act, willfully or negligently, of the derivatives broker or its personnel Clause 17. For the benefits of prevention and desisting an unfair derivatives trading practices and trading abuse
with the criteria and procedures prescribed and notified by the SEC Office. Clause 19 In the interest of preventing and desisting unfair derivatives trading practices and trading abuse, the derivatives
and desisting unfair derivatives trading practices and trading abuse, the derivatives broker shall prescribe conditions as prescribed and notified by the SEC Office in the aforesaid agreement made with
and desisting unfair derivatives trading practices and trading abuse, the derivatives broker shall prescribe conditions as prescribed and notified by the SEC Office in the aforesaid agreement made with
the unit and personnel responsible for managing investment in such other assets from other units and personnel which may seek benefits from misuse of inside information. (2) in case of assigning a