have strong financial product knowledge. Moreover, financial product advertisements are subject to the regulations so the advertisements must not distract or lure the customers and cause misleading about

of securities public offering ("the applicant") as follows: 1. Incomplete disclosure concerning reliance on the applicant?s major counterparties, which might have been misleading. The applicant?s

juristic persons (baht bond). To prevent investors from receiving misleading information concerning the characteristics of such debt securities, the SEC Board decided that the precaution section of the

, consequently misleading the public regarding the price or trading volumes of COMAN stocks and demonstrating the intention to make the price or trading volumes of the stock deviate from normal market conditions

of the SEC may revise or modify the operating plan; in such regard, the provision in the first paragraph shall be applicable, mutatis mutandis. The operating plan of the SEC Office under the first

following criteria: (1) not containing information that is false, overstated, distorted, concealed or materially misleading; (2) containing material information that is not beyond the information presented in

distribution of the prospectus, the information used in the advertisement shall comply with the following rules: 10 (1) containing no false, misrepresentation, exaggeration, distortion, concealment or misleading

and complete in all respects. I also certify further that the said documents neither contain any false or misleading statement in materiality nor omission of any material statement that ought to be

communication with a client . In addition, the intermediary shall communicate at the right time, with clear and reliable information, and without misleading information. Clause 29 In case an intermediary has

Commission, to inform or provide information, or gives false or misleading explanation or information to its derivative agent, the Derivatives Exchange, the Clearing House or the Office of Securities and