. Nor Por. 4/2561 Re: Countries Recognized by the SEC Office concerning Supervisory Measures on Investment Management __________________ Whereas the Notification of the Capital Market Supervisory Board No
clients were affected by an outbreak of COVID-19, and hence postponed services of the Company due to strict preventive measures limiting access of external parties into the clients’ sites. Please be
Thai ESG funds, encouraging the adoption of Free Float Adjusted Index, and preparing measures to address the issue of mule accounts related to the capital market and investor scams. Additionally, the
, using the key measures of preventing, deterring, and suppressing wrongful acts. So far, the Project has made significant progresses.On 1 February 2024, the SEC Board Meeting No. 2/2567 gave its approval
confidence in the capital market and protecting investors through appropriate strategies. She emphasized the "Preventing, Deterring, and Suppressing" measures for more effective regulatory oversight and
), the 5 Don’ts of Investment, and debt relief measures. The event took place during 21-23 August 2024.(21 August 2024) Ms. Sarica Apiwatthakakul, SEC Director of the Capital Market Education Department
been in place, so that the SEC imposition of supervision and enforcement measures will be considered proportionately and appropriately, in favor of such business operators. The risk management manual
sustainable debt instruments to enhance their credibility and investor confidence. He also outlined the SEC's supporting measures to encourage broader adoption of the Thailand Taxonomy. In the picture
SEC’s role in educating the public about investment scam protection and highlighted key preventive measures, including collaborating with social media platforms to block investment scam accounts and
as measures to facilitate Ease of Doing Business for foreign businesses. The statement covers four main topics as follows: (1) Application for a license to operate securities / derivatives business