derivatives fund (DF) managers to enhance flexibility for business operation and adjust timeframes for approval procedures in accordance with the Licensing Facilitation Act of 2015. The draft amendments have
customers’ assets in its possession to have at least 2 audit responsible for recipience notified from the auditor that may report doubtful behavior which directors or managers have committed an offense as
principles of technology usage;(3) Allow fund managers or securities analysts to participate in fintech development/application processes;(4) Have a control and inspection system for algorithm
follows: (1) Implement a policy on fintech application at board or executives level ; (2) Have persons understand the basic principles of technology usage;(3) Allow fund managers or
situation will not affect the assessment conducted on listed companies, asset management companies or REIT managers regarding this subject
managers incorporate sustainability factors in their investment process. Consequently, investors may not be able to compare between mutual funds with similar sustainability mandates and, as a result, may
Managers and Market Participants เพื่อสร้างความตระหนักรู้เกี่ยวกับการลงทุนอย่างยั่งยืน และส่งเสริมให้ผู้จัดการกองทุน นักวิเคราะห์การลงทุน และบุคลากรในธุรกิจตลาดทุน นำแนวคิดการวิเคราะห์เรื่องความยั่งยืน
assets or REIT managers. The consultation paper is available on www.sec.or.th. Stakeholders and those interested in the proposal are welcome to submit comments through the website, or facsimile number at 0
accordance with the specified qualifications and prohibited characteristics. In addition, the revised rules require directors and managers of securities and derivatives business operators to pass training
participation in Thailand Focus by global fund managers, again confirmed foreign investors’ positive stance. Thailand Focus was one of the biggest market events in South East Asia, receiving nearly 700 fund