and exercise their voting right to protect their own interest as well as seek clarification from the company’s executives to gather complete information for decision making. In any case, due to the
’ equity falls below zero. In case of any irregular trading activity, SET is the frontline inspector and, if it is considered a liable offense, will gather information for SEC to conduct in-depth inspection
is effective by following standardized guidelines.On October 27th, 2022, the SEC conducted a public hearing to gather comments and suggestions on the proposed principle to the regulations governing
financial statements on cost of sales and inventories which revealed lack of efficiency and reliability of AIE internal control system. The auditor was thus unable to gather sufficient evidence for such
Kacha Buacharoon, a securities investment consultant of Phillip Securities, for failure to keep complete records of clients? securities trading orders.Following the investigation report of Phillip
members to keep pace with the emerging risks and challenges caused by technological advances. The Thai SEC is among the inaugural group of 23, out of 130, securities regulators that are approved to become
exchange-traded fund (ETF) listed on the world leading securities exchanges. Investors interested in DR investment must keep updated on information about underlying foreign securities from various sources
Bitazza. His failure to perform the required duty of his position resulted in the offence committed by Bitazza concerning the case that between August 1, 2021 to March 31, 2022 Bitazza failed to keep
of Satang. His failure to perform the required duty of his position resulted in the offence committed by Satang concerning the case that between August 1, 2021 to March 31, 2022 Satang failed to keep
March 31, 2022 Upbit failed to keep customers' digital assets in digital wallets connected to the internet when conducting transactions only (cold wallet) and deposit customers' digital assets