, indicating that he had been authorized by his client to make securities trading decisions on the client's behalf. The communication record showed that {A} called to inform his client of the trading orders
Eng Securities (Thailand) Plc. that {A} had been authorized by two clients to make securities trading decisions on their behalf. Before this matter was reported to the company, {A} had told her branch
Sustainability-Linked Bond Framework2 Sustainability Strategy. Our Little Helps Plan sets out how we will make a positive difference to our customers, colleagues, communities and the environment and is the
Mr. Somchit Bosereewong Mr. Somchit Bosereewong, CEO and Director of Singha Paratech PLC (SINGHA) proceeded or permitted another to falsify the company's documents and accounts and make false
, nevertheless, make an opt-in request to do the suitability test for evaluation of their portfolio investments and transactions. The revised regulations will be effective as from April 1, 2014 (for details of the
, nevertheless, make an opt-in request to do the suitability test for evaluation of their portfolio investments and transactions. The revised regulations will be effective as from April 1, 2014 (for details of the
the student development and excellence promotion 2024 project, aiming to equip students with knowledge and understanding of investment and enable them to make suitable investment decisions based on
Miss Keswarang Sawatdipan Miss Keswarang Sawatdipan dishonestly deceived the investors by asserting false statements to make invetors believe that she was licensed to operate a derivatives business
and Mr. Kriengkrai Lertsirisamphan, while being vice president finance and account of PRO (currently-Chairman of the executive committee (Acting)) to make incorrect and inaccurate accounting records
Technology (1999) Plc., and Mr. Kriengkrai Lertsirisamphan, while being vice president finance and account of PRO (currently-Chairman of the executive committee (Acting)) to make incorrect and inaccurate